Orical LLC/Florio Leahy LLP is a Legal Compliance firm that specializes in Investment Management, Legal and Compliance Services. The firm assists investment managers and broker dealers in areas related to SEC regulations. Orical LLC/Florio Leahy LLP provides investment managers and broker dealers with compliance monitoring and advice including the development of customized compliance programs, compliance manuals, code of ethics and other compliance documentation, as well as the conducting of mock audits pursuant to the regulations of the SEC, CFTC, NFA, and FINRA.
Located in Midtown Manhattan, the firm was founded in 2010 by Greg Florio, who has over 21 years of legal and regulatory experience. Mr. Florio graduated with honors from Fordham University School of Law in 1995 and holds a Bachelor of Science degree in Consumer Economics from Cornell University. Mr. Florio is a member of the New York State Bar Association.
James Leahy joined as a Partner of Florio Leahy LLP and a Member of Orical LLC in 2013 with 28 years of finance, operations, and legal experience. Prior to practicing law, Mr. Leahy was a Surface Warfare Officer in the United States Navy. Mr. Leahy holds an honors law degree from Boston College Law School and an undergraduate degree in English from Dartmouth College. Mr. Leahy is a member of the Bar in New York and Massachusetts.