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Investment Analyst

Robert Half
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Team of case managers who are looking at AML concerns

Concerns include:

  • Reputational risk concerns
  • Non-core client concerns
  • Anything outside of the parameters of usual private banking accounts

 

Day to day:

  • Working very closely with the first line of defense to prepare submission material to bring to committee of forums
  • Who will decide to retain or onboard a perspective client
  • Looking at submission material
  • Understanding risk, Identifying risk
  • Trying to bring them up so speed on regular work flow that they currently have