Senior Compliance Officer - GFCC Production Support Data Analyst

The GFCC organization covers both global and business-aligned functions supporting the firm’s Anti-money laundering, and Anti-corruption programs and is led by the BSA/AML. The Agile Metrics and Solutions (AMS) Team is responsible for delivering Operational and Weekly reporting to several of the functions within Compliance Operations. The team’s focus is to create business efficiencies and reporting leveraging statistics, technology, and business knowledge to automate solutions. Driving technological innovation by bridging the gaps between business needs and technology capabilities to deliver new solutions and functionality to the business, as cost-effectively as possible is the primary purpose of the team. This role encompasses a hybrid project managing, process improvements and reports developer skills.

This is an open position on the AML assignment team. The assignment team performs assignments and analytics for the North America, EMEA and India teams.

• Conduct daily, weekly, and ad hoc assignments for the AML organization

• Modify and update SAS programs for daily and weekly assignment processes

• Conduct daily and weekly AML control reports; work with AML staff to build out new control reports

• Conduct ad hoc assignments with a quick turn around time as business needs arise

• Recognize areas for automation and develop SQL code/SAS programs to execute efficiently

• Collaborate with AML operations Team Leads, LOB Managers, and senior executives to designate assignment parameters and business needs to maintain SLAs

• Identify, document and track process issues/risks and remediation plans

• Partner with teams and drive the planning of strategic automated solutions, creation of reusable reports and extracts, which can be applied to metrics and reports from the bottom to executive level operations

• Collaborate with peers to test and evaluate newly designed programs

• Develop Tableau dashboards using complex data feeds to aggregate and summarize views; make interactive views for users to have access to efficient and accurate reports.

• Basic SQL and/or SAS writing experience with ability to write code independently  

• Experience with relational databases like Oracle and SAS Server preferred

• Prior experience in a Compliance, Controls, or any other similar operation

• Strong decision making capabilities and the ability to identify problems and propose solutions

• Showcase ability to communicate with all levels of employees in the firm; from peers to senior managers and executives

• Demonstrated flexibility including willingness to accept new assignments and challenges in a rapidly changing environment

• Basic Tableau dashboard or similar BI tool development encouraged

• Bachelor’s degree in Business Administration, Finance, Accounting or related discipline

• 3+ years of experience in Controls, Compliance, Data or Risk position, preferably in the financial services industry

• Familiar with how to utilize and understand Tableau reports

• Knowledge of the AML investigation process and workflow