You are viewing a preview of this job. Log in or register to view more details about this job.

Securities Compliance Examiner

U.S. Securities & Exchange Commission (SEC)
Email

The Division of Examinations is seeking an early-career Securities Compliance Examiner, SK-1831-09/11 in the Office of Broker-Dealers (BDX), Office of FINRA and Securities Industry Oversight (FSIO), Office of Investment Advisers and Investment Companies (IA/IC), Office of Clearance Settlement (OCS), and Private Funds Unit (PFU) in various locations.