You are viewing a preview of this job. Log in or register to view more details about this job.
Email

About the DFPI

The Department of Financial Protection and Innovation (DFPI) protects consumers and oversees financial service providers and products. The DFPI supervises the operations of state-licensed financial institutions, including banks, credit unions and money transmitters. Additionally, the DFPI licenses and regulates a variety of financial service providers, including securities brokers and dealers, investment advisers, payday lenders and other consumer finance lenders. The DFPI offers benefit packages, competitive salary, a robust training program and opportunities for advancement.

 

Position Details

Job Code #:

JC-528588

 

Position #(s):

410-121-5157-XXX

 

Working Title:

Exam Analyst

 

Classification:

ANALYST I

$3,861.00 - $4,839.00 A

$4,181.00 - $5,233.00 B

$5,014.00 - $6,276.00 C

New to State candidates will be hired into the minimum salary of the classification or minimum of alternate range when applicable.

 

# of Positions:

1

 

Work Location:

Los Angeles County

 

Telework:

In Office

 

Job Type:

Permanent, Full Time

 

Job Description And Duties

The Department of Financial Protection and Innovation is recruiting for one Permanent, Full-time Analyst I position within the General Counsel Division's Broker-Dealer Investment Adviser Unit. This position is to be located in the Los Angeles Office. This recruitment may be used to fill subsequent vacancies of these positions within the next 180 days.

 

Under supervision of the Financial Institutions Manager (FIM), the Analyst I independently performs various analytical business services functions in the following but not limited to: maintains databases, spreadsheets and records; creates and closes exams assignments; assists complaints desk with complaint processing and CA Senate Bill 496 email referrals; processes and assigns financial reports; analyzes reports and provides recommendations to managers; prepares annual MFR deficiency letters and advises licensees as to the resulting reporting requirements; assists in processing regulatory reports, follow-up letters, licensees’ responses, and program orders for distribution; analyzes outstanding regulatory reports and researches files and databases to determine if a follow-up letter should be sent to the licensee; monitors BDIA email inbox and updates financial logs for assigned financial reports filed by investment advisers; delivers to and picks up materials from BDIA employees; organizes training seminars and staff meetings for staff or licensees; conducts preliminary reviews on Annual Examination Questionnaires (AEQ) submitted by the licensees; processes requests for information under the Public Records Act including database searches, report downloading and transmittal of applicable reports.

 

You will find additional information about the job in the Duty Statement.

 

Final Filing Date: 8/28/2026

 

Examination Information

Applicants will need to take and pass the online Analyst I exam/assessment to be eligible to apply for Analyst I positions. Please visit: https://calcareers.ca.gov/CalHrPublic/Exams/ExamBulletin.aspx?ExamControlId=4774

 

Minimum Qualifications

Four years of work experience performing analytical, technical, clerical, and/or customer service duties. Academic education from an accredited college/university may be substituted for the required experience on a year-for-year basis.

 

 

Consider a rewarding and challenging career with the DFPI!

 

DFPI Website: www.dfpi.ca.gov