Financial Planning Associate
Financial Planning Associate
Location: Albuquerque, NM
Employment Type: Full-Time
Join a Firm That Believes Life Is About More Than Money
For more than 30 years, Legacy Financial Group has helped New Mexico families build financial confidence through comprehensive financial planning, investment management, retirement planning, tax planning, estate planning, and income tax preparation.
We believe meaningful financial advice begins with trusted relationships, personalized guidance, and a genuine commitment to helping clients achieve their goals.
As our firm continues to grow, we’re looking for a Financial Planning Associate who enjoys helping people, solving financial challenges, and providing an exceptional client experience. This position offers the opportunity to work alongside experienced advisors while developing a rewarding long-term career in financial planning and wealth management.
Position Summary
The Financial Planning Associate supports our advisors and clients throughout every stage of the financial planning process. This role combines financial planning support, client service, account administration, and implementation to help ensure clients receive exceptional advice and service.
Primary Responsibilities
Financial Planning
- Prepare financial planning analyses and retirement projections.
- Gather and organize client financial information.
- Prepare planning reports, investment summaries, and meeting materials.
- Research planning involving retirement, tax planning, Social Security, insurance, and estate planning.
- Assist with income tax preparation.
Client Service & Account Administration
- Prepare new account applications, rollovers, transfers, beneficiary updates, and other account paperwork.
- Review account registrations and documentation for accuracy.
- Track pending business and follow implementation through completion.
- Respond to client service requests by phone, email, and in person.
- Prepare meeting agendas, document meeting notes, and coordinate follow-up.
- Maintain accurate CRM records and client documentation.
Team Support
- Coordinate with custodians and other professionals.
- Assist with client events and educational workshops.
- Participate in projects that improve firm operations and the client experience.
Qualifications
- Bachelor’s degree in Finance, Accounting, Business, Economics, or a related field (or equivalent experience).
- Two or more years of experience in financial services, wealth management, banking, public accounting, or a related profession preferred.
- Experience with individual income tax preparation is a plus.
- Strong analytical, organizational, and communication skills.
- Exceptional attention to detail.
- Proficiency with Microsoft Office.
- Experience with CRM software and financial planning software preferred. (RightCapital experience is a plus.)
Professional Development
Legacy Financial Group is committed to developing our team.
The successful candidate will be expected to obtain the Series 7 and Series 65 licenses (subject to firm and regulatory requirements). Pursuit of the CFP® certification is encouraged for those interested in expanding their financial planning knowledge.
What We’re Looking For
We’re looking for someone who:
- Enjoys helping people.
- Takes pride in delivering outstanding client service.
- Is organized, dependable, and detail-oriented.
- Communicates professionally and confidently.
- Enjoys learning and solving problems.
- Wants to build a long-term career with a collaborative, client-focused firm.
What We Offer
- Competitive salary based on experience
- Performance bonus opportunities
- Paid time off and paid holidays
- Retirement plan
- Health, dental, and vision insurance
- Professional development and licensing support
- A collaborative, team-oriented culture
- Long-term career growth
Join Our Team
If you’re looking for more than just a job and want to build a meaningful career helping clients make informed financial decisions, we’d love to hear from you.
Please submit your résumé and a brief cover letter explaining why you’re interested in joining Legacy Financial Group and what makes you a great fit for this opportunity.