Trading/Operations Associate

Tributary Capital Management is a SEC Registered Investment Adviser headquartered in Omaha, Nebraska, and is a wholly-owned subsidiary of FNBO. Tributary provides equity investment management services to institutions, individuals, and investment companies and manages over $4 billion in multiple equity strategies.

The Trading/Operations Associate is responsible for supporting the operations team within Tributary Capital Management including equity trading and systems work. Primary duties include implementation of Portfolio Manager directed equity trades in client accounts, as well as investing or raising funds as needed to satisfy individual client needs.

Location : Omaha - FN Tower

About This Role (primary & additional responsibilities, day-to-day activities)

Trading: Provide timely and accurate equity trading for Tributary client accounts across various platforms utilizing Advent’s Moxy Trade Order Management System and various client directed trading platforms.

Implement Portfolio Manager instructions in client accounts.

Maintain a high level of accuracy and responsiveness.

Maintain required documentation.

Work across various custodians to ensure accurate settlement.

Maintain client account information in Advent APX

Operations Support: Work closely with Tributary's Director of Operations to assist in variety of operational activities to support Tributary Capital Management.

Vote and document client proxies.

Provide trading support including resolution of settlement issues, maintaining required trade documentation and set-up of new trading relationships.

Complete recurring monthly and/or quarterly tasks for Tributary's reporting and reconciliation processes.

The Ideal Candidate for This Role... (education, experience, desired skills, other requirements)

Minimum Requirements for this Position

High School Diploma

1 year of experience in the investment or financial services industry

Proficiency with Microsoft Office suite of products with an emphasis on Excel

Exceptional attention to detail

Ability to work well in a team environment

Strong time management skills

This is an on-site position located in the First National Tower in downtown Omaha

Preferred Education, Experience, and Skills

Bachelor’s Degree in Business Related Field

3 - 4 years’ experience in the investment or financial services industry

Prior trading experience

Familiarity with Microsoft Access or SQL

Experience with Advent APX and Moxy

Experience with Fidelity Wealthscape, Schwab Advisor Center, APL, Vestmark or similar

Knowledge of Regulatory and Compliance issues pertaining to brokerage and investment management industry

**** This role is for someone who has had experience in the financial sector and is strong in excel/ V Lookup ***