Operations Associate
FOG Equities LLC is looking for a driven, dependable, and detail-oriented Operations Associate to support our Institutional Equity Desk. This role involves a mix of trade data entry, compliance support, and day-to-day coordination across all operations. You’ll be working closely with our brokers, operations team, and compliance staff in a high-pressure fast-paced environment with a focus on composure and attention to detail. Strong communication and organizational skills are a must. This role offers the opportunity for growth and potential advancement within the organization.
What You’ll Do:
- Review and resolve prior day trade and compliance issues before market open.
- Input trade data during the day into our Order Management Systems (OMS) to help meet compliance needs.
- Work with brokers to identify and correct any trade errors; follow up with clients and NYSE support as needed.
- Support our Compliance Team with research, reports, and handling requests from regulators and exchanges.
- Keep records and files organized and up to date.
- Pitch in on general office tasks as needed.
What We’re Looking For:
- Bachelor’s degree, ideally in Finance or a related field.
- Passed FINRA SIE exam.
- Willingness to complete FINRA Series 7 exam within 6 months of hire.
- Able to manage multiple tasks effectively in a fast-moving environment.
- Proficiency with Excel, experience with Visual Basic Macros a plus.
- OMS platform experience is a plus.
- Reliable, fast learner, detail-focused, and a good communicator.