Finance - Entry Level - Asset & Wealth Management Operations Analyst

Individual within role will support Operations Team which is a dynamic, multi-faceted division that partners with all parts of the firm to provide financial counseling services to clients. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation.

ESSENTIAL DUTIES AND RESPONSIBILITIES

• Review and approve pending client requests to ensure proper authorizations and supporting documentation are in place and meet policy requirements.

• Coordinate and process team specific tasks as requested by the business.

• Perform quality reviews of other team members completed work and ensure data accuracy.

• Work across multiple systems and platforms.

• Interface with teams and businesses to resolve on-going issues and answer specific policy questions.

• Provide support and work on special projects as requested.

• Apply business judgment to identify unusual or suspicious activities and escalate issues as appropriate.

• Associate must understand and adhere to all policies and procedures including, but not limited to, quality, client service, information security, and compliance.